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Investment Professional Registration

Armada Fund's Express Profile

First Name & Middle Initial:  
Last Name:
Company Name:
Address:
* Address (cont):
City:
State:
Zip Code:
Country:
Email Address:
* Day Phone:
Please pick the statement that best describes you.
I am: A NatCity Investments Inc. Employee
A National City Employee (Institutional Channel)
A National City Employee (Retail Channel)
A Broker-Dealer/Financial Consultant/Licensed Sales Assistant*
A Registered Investment Advisor/Licensed Sales Assistant
An Institutional Investment Consultant
An Insurance Agent
Other
A Broker/Dealer not employed with NatCity Investments Inc.
Which license(s) do you hold?
  Series 6
Series 7
Series 24
Series 26
Series 63
Series 65
Series 66
None
Professional Designation(s):
  CPA
CFP
CLU
CFA
CFS
CHFC
Other
Institutional Sales Material Certification - NASD Rule 2211
Please pick the statement(s) that best describes you:
  NASD member firm or registered associated person of such a member
Registered investment advisor
Registered investment company
Bank or savings and loan association
Insurance company
Employee benefit plan that meets the requirements of Section 403(b) or Section 457 of the Internal Revenue Code and has at least 100 participants (but does not include any participant of such a plan)
Qualified plan, as defined in Section 3(a)(12)(C) of the Securities Exchange Act of 1934, as amended, that has at least 100 participants (but does not include any participant of such a plan)
Governmental entity or subdivision thereof
Natural person, trust, corporation, partnership or other any entity with total assets of at least $50 million
Person acting solely on behalf of one of the above
I agree that I am the type of institutional investor that I have indicated above. I further agree that I will not distribute, show, or quote Armada Funds institutional sales material*, or excerpts thereof, to persons who are not institutional investors, nor cause another person to provide such material or excerpts to non-institutional investors.

* Armada Funds institutional sales material displays the following legend:

FOR INSTITUTIONAL INVESTORS ONLY, AS DEFINED BY NASD RULE 2211. DO NOT GIVE, SHOW OR QUOTE TO ANY OTHER PERSON. NOT TO BE USED WITH RETAIL INVESTORS.

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NOT FDIC INSURED · NO BANK GUARANTEE · MAY LOSE VALUE

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You should consider the investment objectives, risks, charges and expenses of the Armada Funds carefully before investing. A prospectus may be downloaded and viewed with this and other information about the Funds or may be obtained by contacting an investment professional or by calling 1-800-622-FUND (3863.) Please read it carefully before you invest or send money.

National City Investment Management Company (IMC) serves as investment adviser to Armada Funds for which it receives an investment advisory fee. Shares of Armada Funds are distributed by Professional Funds Distributor, LLC (PFD), 760 Moore Road, King of Prussia, PA 19406. PFD is not affiliated with IMC and is not a bank.



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